Rick Marini I, LP
Rick Marini I, LP is a private investment fund based in Salt Lake City, Utah. According to its most recent Form D, filed Feb 6, 2019, it has sold $834,002 of interests to 9 investors since its first sale in Aug 2016. The minimum investment it accepts from an outside investor is $1,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard Thoms; LLC Assure Fund Management; Jeremy Neilson.
- Total raised
- $834,002Cumulative sales reported on Form D
- Investors
- 9
- First sale
- Aug 1, 2016
- Minimum investment
- $1,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Richard Thoms; LLC Assure Fund Management; Jeremy Neilson
- Latest Form D
- Feb 6, 2019
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Rick Marini I, LP
What is the minimum investment for Rick Marini I, LP?
According to its latest Form D, filed Feb 6, 2019, the minimum investment Rick Marini I, LP accepts from an outside investor is $1,000.
Who can invest in Rick Marini I, LP?
Rick Marini I, LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Rick Marini I, LP raised?
Rick Marini I, LP reports $834,002 sold from 9 investors on its Form D filed Feb 6, 2019. This is cumulative sales since the offering began, not current assets or performance.
Where is Rick Marini I, LP based?
Rick Marini I, LP is based in Salt Lake City, Utah.
When did Rick Marini I, LP launch?
Rick Marini I, LP reports its first sale in Aug 2016.
Size compared with every private investment fund
Raised more than 45% of the 197 private investment funds based in Utah, and more than 12% of all 10,270 that report sales.