RiskEx, LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed Sep 23, 2020, it has sold $1,105,000 of interests to 23 investors since its first sale in Jul 2018. The minimum investment it accepts from an outside investor is $25,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management II; David Sylvan; Richard Thoms.
- Total raised
- $1,105,000Cumulative sales reported on Form D
- Investors
- 23
- First sale
- Jul 26, 2018
- Minimum investment
- $25,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- LLC Assure Fund Management II; David Sylvan; Richard Thoms
- Latest Form D
- Sep 23, 2020
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about RiskEx, LLC
What is the minimum investment for RiskEx, LLC?
According to its latest Form D, filed Sep 23, 2020, the minimum investment RiskEx, LLC accepts from an outside investor is $25,000.
Who can invest in RiskEx, LLC?
RiskEx, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has RiskEx, LLC raised?
RiskEx, LLC reports $1,105,000 sold from 23 investors on its Form D filed Sep 23, 2020. This is cumulative sales since the offering began, not current assets or performance.
Where is RiskEx, LLC based?
RiskEx, LLC is based in New York, New York.
When did RiskEx, LLC launch?
RiskEx, LLC reports its first sale in Jul 2018.
Size compared with every private investment fund
Raised more than 29% of the 2,822 private investment funds based in New York, and more than 15% of all 10,255 that report sales.