AltMountain

RiskEx, LLC

New York, NY · CIK 1820281
Status: no Form D since Sep 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

RiskEx, LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed Sep 23, 2020, it has sold $1,105,000 of interests to 23 investors since its first sale in Jul 2018. The minimum investment it accepts from an outside investor is $25,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management II; David Sylvan; Richard Thoms.

Total raised
$1,105,000Cumulative sales reported on Form D
Investors
23
First sale
Jul 26, 2018
Minimum investment
$25,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
LLC Assure Fund Management II; David Sylvan; Richard Thoms
Latest Form D
Sep 23, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about RiskEx, LLC

What is the minimum investment for RiskEx, LLC?

According to its latest Form D, filed Sep 23, 2020, the minimum investment RiskEx, LLC accepts from an outside investor is $25,000.

Who can invest in RiskEx, LLC?

RiskEx, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has RiskEx, LLC raised?

RiskEx, LLC reports $1,105,000 sold from 23 investors on its Form D filed Sep 23, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is RiskEx, LLC based?

RiskEx, LLC is based in New York, New York.

When did RiskEx, LLC launch?

RiskEx, LLC reports its first sale in Jul 2018.

Size compared with every private investment fund

Raised more than 29% of the 2,822 private investment funds based in New York, and more than 15% of all 10,255 that report sales.

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