AltMountain

Rock Fish Ventures, LLC

Grasonville, MD · CIK 1785930
506(c)
Status: no Form D since Aug 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Rock Fish Ventures, LLC is a private equity fund based in Grasonville, Maryland. Its most recent Form D, filed Aug 20, 2019, reports no sales yet. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(c), which permits general advertising to investors verified as accredited. Related persons named in the filing include Florencio Lictao; Craig Zwobot; Sachindranath Shetty.

Total raised
$0Cumulative sales reported on Form D
Investors
0
First sale
—
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(c)May advertise; investors must be verified as accredited
Key people and entities
Florencio Lictao; Craig Zwobot; Sachindranath Shetty
Latest Form D
Aug 20, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Rock Fish Ventures, LLC

What is the minimum investment for Rock Fish Ventures, LLC?

According to its latest Form D, filed Aug 20, 2019, the minimum investment Rock Fish Ventures, LLC accepts from an outside investor is $100,000.

Who can invest in Rock Fish Ventures, LLC?

Rock Fish Ventures, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(c), so it may advertise, but every investor must be verified as accredited.

How much has Rock Fish Ventures, LLC raised?

Rock Fish Ventures, LLC's latest Form D, filed Aug 20, 2019, reports no sales yet.

Where is Rock Fish Ventures, LLC based?

Rock Fish Ventures, LLC is based in Grasonville, Maryland.

Size compared with every private equity fund

This fund hasn't reported any sales yet.

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