AltMountain

Rock Fund I, Ltd.

Arlington, TX · CIK 1499196
Status: no Form D since Feb 2011. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Rock Fund I, Ltd. is a private investment fund based in Arlington, Texas. According to its most recent Form D, filed Feb 14, 2011, it has sold $3,813,255 of interests to 29 investors since its first sale in Aug 2010. The minimum investment it accepts from an outside investor is $7,500. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. Related persons named in the filing include Robert Adkins.

Total raised
$3,813,255Cumulative sales reported on Form D
Investors
29
First sale
Aug 5, 2010
Minimum investment
$7,500
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Other exemption
Key people and entities
Robert Adkins
Latest Form D
Feb 14, 2011

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Rock Fund I, Ltd.

What is the minimum investment for Rock Fund I, Ltd.?

According to its latest Form D, filed Feb 14, 2011, the minimum investment Rock Fund I, Ltd. accepts from an outside investor is $7,500.

Who can invest in Rock Fund I, Ltd.?

Rock Fund I, Ltd. is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1).

How much has Rock Fund I, Ltd. raised?

Rock Fund I, Ltd. reports $3,813,255 sold from 29 investors on its Form D filed Feb 14, 2011. This is cumulative sales since the offering began, not current assets or performance.

Where is Rock Fund I, Ltd. based?

Rock Fund I, Ltd. is based in Arlington, Texas.

When did Rock Fund I, Ltd. launch?

Rock Fund I, Ltd. reports its first sale in Aug 2010.

Size compared with every private investment fund

Raised more than 44% of the 879 private investment funds based in Texas, and more than 28% of all 10,287 that report sales.

Similar-size private investment funds in Texas

All private investment funds in Texas