Roger Dickey, LP
Roger Dickey, LP is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Sep 15, 2016, it has sold $439,000 of interests to 14 investors since its first sale in Aug 2016. The minimum investment it accepts from an outside investor is $1,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management; LLC AngelList Advisors; Jeremy Neilson.
- Total raised
- $439,000Cumulative sales reported on Form D
- Investors
- 14
- First sale
- Aug 25, 2016
- Minimum investment
- $1,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- LLC Assure Fund Management; LLC AngelList Advisors; Jeremy Neilson
- Latest Form D
- Sep 15, 2016
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Roger Dickey, LP
What is the minimum investment for Roger Dickey, LP?
According to its latest Form D, filed Sep 15, 2016, the minimum investment Roger Dickey, LP accepts from an outside investor is $1,000.
Who can invest in Roger Dickey, LP?
Roger Dickey, LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Roger Dickey, LP raised?
Roger Dickey, LP reports $439,000 sold from 14 investors on its Form D filed Sep 15, 2016. This is cumulative sales since the offering began, not current assets or performance.
Where is Roger Dickey, LP based?
Roger Dickey, LP is based in San Francisco, California.
When did Roger Dickey, LP launch?
Roger Dickey, LP reports its first sale in Aug 2016.
Size compared with every private investment fund
Raised more than 31% of the 1,719 private investment funds based in California, and more than 8% of all 10,263 that report sales.