Rogers 406 LLC is a real estate fund based in New York, New York. According to its most recent Form D, filed Aug 1, 2014, it has sold $175,000 of interests to 12 investors since its first sale in Jul 2014. The minimum investment it accepts from an outside investor is $5,000. The offering uses Rule 506(c), which permits general advertising to investors verified as accredited. Related persons named in the filing include James Neu.
- Total raised
- $175,000Cumulative sales reported on Form D
- Investors
- 12
- First sale
- Jul 21, 2014
- Minimum investment
- $5,000
- Who can invest
- Not stated
- Offering exemption
- Rule 506(c)May advertise; investors must be verified as accredited
- Key people and entities
- James Neu
- Latest Form D
- Aug 1, 2014
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Rogers 406 LLC
What is the minimum investment for Rogers 406 LLC?
According to its latest Form D, filed Aug 1, 2014, the minimum investment Rogers 406 LLC accepts from an outside investor is $5,000.
Who can invest in Rogers 406 LLC?
Rogers 406 LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(c), so it may advertise, but every investor must be verified as accredited.
How much has Rogers 406 LLC raised?
Rogers 406 LLC reports $175,000 sold from 12 investors on its Form D filed Aug 1, 2014. This is cumulative sales since the offering began, not current assets or performance.
Where is Rogers 406 LLC based?
Rogers 406 LLC is based in New York, New York.
When did Rogers 406 LLC launch?
Rogers 406 LLC reports its first sale in Jul 2014.
Size compared with every real estate fund
Raised more than 49% of the 813 real estate funds based in New York, and more than 17% of all 7,350 that report sales.