AltMountain

ROX Financial Inc.

New York, NY · CIK 1779169
Status: no Form D since Jul 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

ROX Financial Inc. is a real estate fund based in New York, New York. According to its most recent Form D, filed Jul 1, 2019, it has sold $9,925,017 of interests to 21 investors since its first sale in Jun 2019. The filing does not set a minimum investment. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Louise Roman; Lior Boker; Effi Atad.

Total raised
$9,925,017Cumulative sales reported on Form D
Investors
21
First sale
Jun 28, 2019
Minimum investment
None set
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Louise Roman; Lior Boker; Effi Atad
Latest Form D
Jul 1, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about ROX Financial Inc.

What is the minimum investment for ROX Financial Inc.?

ROX Financial Inc.'s latest Form D, filed Jul 1, 2019, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in ROX Financial Inc.?

ROX Financial Inc. is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has ROX Financial Inc. raised?

ROX Financial Inc. reports $9,925,017 sold from 21 investors on its Form D filed Jul 1, 2019. This is cumulative sales since the offering began, not current assets or performance.

Where is ROX Financial Inc. based?

ROX Financial Inc. is based in New York, New York.

When did ROX Financial Inc. launch?

ROX Financial Inc. reports its first sale in Jun 2019.

Size compared with every real estate fund

Raised more than 84% of the 812 real estate funds based in New York, and more than 78% of all 7,349 that report sales.

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