AltMountain

RW Alpha 1 LLC

Salt Lake City, UT · CIK 1804931 · Sponsor: RW Alpha
Status: no Form D since Jan 2021. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

RW Alpha 1 LLC is a private investment fund based in Salt Lake City, Utah. According to its most recent Form D, filed Jan 26, 2021, it has sold $1,089,009 of interests to 83 investors since its first sale in Apr 2020. The minimum investment it accepts from an outside investor is $1. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Richard Thoms; Robert Wolmer; LLC Assure Fund Management II.

Total raised
$1,089,009Cumulative sales reported on Form D
Investors
83
First sale
Apr 2, 2020
Minimum investment
$1
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Richard Thoms; Robert Wolmer; LLC Assure Fund Management II
Latest Form D
Jan 26, 2021

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about RW Alpha 1 LLC

What is the minimum investment for RW Alpha 1 LLC?

According to its latest Form D, filed Jan 26, 2021, the minimum investment RW Alpha 1 LLC accepts from an outside investor is $1.

Who can invest in RW Alpha 1 LLC?

RW Alpha 1 LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has RW Alpha 1 LLC raised?

RW Alpha 1 LLC reports $1,089,009 sold from 83 investors on its Form D filed Jan 26, 2021. This is cumulative sales since the offering began, not current assets or performance.

Where is RW Alpha 1 LLC based?

RW Alpha 1 LLC is based in Salt Lake City, Utah.

When did RW Alpha 1 LLC launch?

RW Alpha 1 LLC reports its first sale in Apr 2020.

Size compared with every private investment fund

Raised more than 51% of the 197 private investment funds based in Utah, and more than 15% of all 10,287 that report sales.

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