AltMountain

Sailes 4-O, LLC

New York, NY · CIK 1592446
Status: no Form D since Nov 2013. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Sailes 4-O, LLC is a private investment fund based in New York, New York. According to its most recent Form D, filed Nov 22, 2013, it has sold $86,700,000 of interests to 7 investors since its first sale in Oct 2013. The minimum investment it accepts from an outside investor is $250,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Guggenheim Partners Investment Management, LLC; Wilmington Trust.

Total raised
$86,700,000Cumulative sales reported on Form D
Investors
7
First sale
Oct 15, 2013
Minimum investment
$250,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Guggenheim Partners Investment Management, LLC; Wilmington Trust
Latest Form D
Nov 22, 2013

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Sailes 4-O, LLC

What is the minimum investment for Sailes 4-O, LLC?

According to its latest Form D, filed Nov 22, 2013, the minimum investment Sailes 4-O, LLC accepts from an outside investor is $250,000.

Who can invest in Sailes 4-O, LLC?

Sailes 4-O, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Sailes 4-O, LLC raised?

Sailes 4-O, LLC reports $86,700,000 sold from 7 investors on its Form D filed Nov 22, 2013. This is cumulative sales since the offering began, not current assets or performance.

Where is Sailes 4-O, LLC based?

Sailes 4-O, LLC is based in New York, New York.

When did Sailes 4-O, LLC launch?

Sailes 4-O, LLC reports its first sale in Oct 2013.

Size compared with every private investment fund

Raised more than 69% of the 2,834 private investment funds based in New York, and more than 69% of all 10,287 that report sales.

Other funds with the same team

More private investment funds in New York

Similar-size private investment funds in New York

All private investment funds in New York