AltMountain

SAM Alternative Assets SPC

New York, NY · CIK 1690303
Status: no Form D since Dec 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

SAM Alternative Assets SPC is a private investment fund based in New York, New York. According to its most recent Form D, filed Dec 14, 2017, it has sold $125,000,000 of interests to 8 investors since its first sale in Jan 2016. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Randy Slifka.

Total raised
$125,000,000Cumulative sales reported on Form D
Investors
8
First sale
Jan 1, 2016
Minimum investment
$1,000,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Randy Slifka
Latest Form D
Dec 14, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about SAM Alternative Assets SPC

What is the minimum investment for SAM Alternative Assets SPC?

According to its latest Form D, filed Dec 14, 2017, the minimum investment SAM Alternative Assets SPC accepts from an outside investor is $1,000,000.

Who can invest in SAM Alternative Assets SPC?

SAM Alternative Assets SPC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has SAM Alternative Assets SPC raised?

SAM Alternative Assets SPC reports $125,000,000 sold from 8 investors on its Form D filed Dec 14, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is SAM Alternative Assets SPC based?

SAM Alternative Assets SPC is based in New York, New York.

When did SAM Alternative Assets SPC launch?

SAM Alternative Assets SPC reports its first sale in Jan 2016.

Size compared with every private investment fund

Raised more than 73% of the 2,818 private investment funds based in New York, and more than 74% of all 10,263 that report sales.

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