Small Cap Value (Tax-Advantaged) LLC
Small Cap Value (Tax-Advantaged) LLC is a private investment fund based in San Francisco, California. According to its most recent Form D, filed Mar 27, 2020, it has sold $26,685,116 of interests to 8 investors since its first sale in Mar 2011. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Daniel Mavico; Kirk Hartman; Incorporated Wells Capital Management.
- Total raised
- $26,685,116Cumulative sales reported on Form D
- Investors
- 8
- First sale
- Mar 1, 2011
- Minimum investment
- None set
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Daniel Mavico; Kirk Hartman; Incorporated Wells Capital Management
- Latest Form D
- Mar 27, 2020
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Small Cap Value (Tax-Advantaged) LLC
What is the minimum investment for Small Cap Value (Tax-Advantaged) LLC?
Small Cap Value (Tax-Advantaged) LLC's latest Form D, filed Mar 27, 2020, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Small Cap Value (Tax-Advantaged) LLC?
Small Cap Value (Tax-Advantaged) LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Small Cap Value (Tax-Advantaged) LLC raised?
Small Cap Value (Tax-Advantaged) LLC reports $26,685,116 sold from 8 investors on its Form D filed Mar 27, 2020. This is cumulative sales since the offering began, not current assets or performance.
Where is Small Cap Value (Tax-Advantaged) LLC based?
Small Cap Value (Tax-Advantaged) LLC is based in San Francisco, California.
When did Small Cap Value (Tax-Advantaged) LLC launch?
Small Cap Value (Tax-Advantaged) LLC reports its first sale in Mar 2011.
Size compared with every private investment fund
Raised more than 71% of the 1,714 private investment funds based in California, and more than 54% of all 10,270 that report sales.