Spif LLC
Spif LLC is a private equity fund based in Scottsdale. According to its most recent Form D, filed Sep 7, 2021, it has sold $1,024,304 of interests to 16 investors since its first sale in Aug 2021. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Alan Rosenfield; Harmony Asset Management, LLC.
- Total raised
- $1,024,304Cumulative sales reported on Form D
- Investors
- 16
- First sale
- Aug 24, 2021
- Minimum investment
- None set
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Alan Rosenfield; Harmony Asset Management, LLC
- Latest Form D
- Sep 7, 2021
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Spif LLC
What is the minimum investment for Spif LLC?
Spif LLC's latest Form D, filed Sep 7, 2021, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Spif LLC?
Spif LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Spif LLC raised?
Spif LLC reports $1,024,304 sold from 16 investors on its Form D filed Sep 7, 2021. This is cumulative sales since the offering began, not current assets or performance.
Where is Spif LLC based?
Spif LLC is based in Scottsdale.
When did Spif LLC launch?
Spif LLC reports its first sale in Aug 2021.