AltMountain

SRC III-Frontline, LLC

Bronxville, NY · CIK 1672160
Status: no Form D since Mar 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

SRC III-Frontline, LLC is a private investment fund based in Bronxville, New York. According to its most recent Form D, filed Mar 7, 2017, it has sold $33,875,000 of interests to 30 investors since its first sale in Aug 2014. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include S. Lewis.

Total raised
$33,875,000Cumulative sales reported on Form D
Investors
30
First sale
Aug 28, 2014
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
S. Lewis
Latest Form D
Mar 7, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about SRC III-Frontline, LLC

What is the minimum investment for SRC III-Frontline, LLC?

SRC III-Frontline, LLC's latest Form D, filed Mar 7, 2017, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in SRC III-Frontline, LLC?

SRC III-Frontline, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has SRC III-Frontline, LLC raised?

SRC III-Frontline, LLC reports $33,875,000 sold from 30 investors on its Form D filed Mar 7, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is SRC III-Frontline, LLC based?

SRC III-Frontline, LLC is based in Bronxville, New York.

When did SRC III-Frontline, LLC launch?

SRC III-Frontline, LLC reports its first sale in Aug 2014.

Size compared with every private investment fund

Raised more than 59% of the 2,847 private investment funds based in New York, and more than 57% of all 10,333 that report sales.

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