StoneCastle Financial Corp. is a private investment fund based in New York, New York. According to its most recent Form D, filed Sep 30, 2013, it has sold $100,025 of interests to 2 investors since its first sale in Sep 2013. The minimum investment it accepts from an outside investor is $25. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Joshua Siegel; Emil Henry; Clara Miller.
- Total raised
- $100,025Cumulative sales reported on Form D
- Investors
- 2
- First sale
- Sep 9, 2013
- Minimum investment
- $25
- Who can invest
- Not stated
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Joshua Siegel; Emil Henry; Clara Miller
- Latest Form D
- Sep 30, 2013
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about StoneCastle Financial Corp.
What is the minimum investment for StoneCastle Financial Corp.?
According to its latest Form D, filed Sep 30, 2013, the minimum investment StoneCastle Financial Corp. accepts from an outside investor is $25.
Who can invest in StoneCastle Financial Corp.?
StoneCastle Financial Corp. is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.
How much has StoneCastle Financial Corp. raised?
StoneCastle Financial Corp. reports $100,025 sold from 2 investors on its Form D filed Sep 30, 2013. This is cumulative sales since the offering began, not current assets or performance.
Where is StoneCastle Financial Corp. based?
StoneCastle Financial Corp. is based in New York, New York.
When did StoneCastle Financial Corp. launch?
StoneCastle Financial Corp. reports its first sale in Sep 2013.
Size compared with every private investment fund
Raised more than 23% of the 2,834 private investment funds based in New York, and more than 2% of all 10,287 that report sales.