Symphony CLO XII, Ltd. is a private investment fund based in Cricket Square, Cayman Islands. According to its most recent Form D, filed Nov 4, 2013, it has sold $500,000 of interests to 1 investor since its first sale in Oct 2013. The minimum investment it accepts from an outside investor is $500,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Karen Perkins; Andrew Dean.
- Total raised
- $500,000Cumulative sales reported on Form D
- Investors
- 1
- First sale
- Oct 24, 2013
- Minimum investment
- $500,000
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Karen Perkins; Andrew Dean
- Latest Form D
- Nov 4, 2013
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Symphony CLO XII, Ltd.
What is the minimum investment for Symphony CLO XII, Ltd.?
According to its latest Form D, filed Nov 4, 2013, the minimum investment Symphony CLO XII, Ltd. accepts from an outside investor is $500,000.
Who can invest in Symphony CLO XII, Ltd.?
Symphony CLO XII, Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has Symphony CLO XII, Ltd. raised?
Symphony CLO XII, Ltd. reports $500,000 sold from 1 investor on its Form D filed Nov 4, 2013. This is cumulative sales since the offering began, not current assets or performance.
Where is Symphony CLO XII, Ltd. based?
Symphony CLO XII, Ltd. is based in Cricket Square, Cayman Islands.
When did Symphony CLO XII, Ltd. launch?
Symphony CLO XII, Ltd. reports its first sale in Oct 2013.
Size compared with every private investment fund
Raised more than 26% of the 577 private investment funds based in Cayman Islands, and more than 9% of all 10,266 that report sales.