AltMountain

TBC Castle Global, LLC

San Francisco, CA · CIK 1754846
Status: no Form D since Oct 2018. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

TBC Castle Global, LLC is a private equity fund based in San Francisco, California. According to its most recent Form D, filed Oct 16, 2018, it has sold $15,883,864 of interests to 18 investors since its first sale in Nov 2017. The minimum investment it accepts from an outside investor is $10,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Iqbaljit Kahlon.

Total raised
$15,883,864Cumulative sales reported on Form D
Investors
18
First sale
Nov 28, 2017
Minimum investment
$10,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Iqbaljit Kahlon
Latest Form D
Oct 16, 2018

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Raise history

$15,883,864Oct 2, 2018: $15,883,864 raisedOct 12, 2018: $15,883,864 raisedOct 16, 2018: $15,883,864 raisedOct 16, 2018: $15,883,864 raisedOct 2018Oct 2018
FiledFilingTotal raisedInvestorsSource
Oct 16, 2018Amendment$15,883,86418SEC.gov ↗
Oct 16, 2018Amendment$15,883,86418SEC.gov ↗
Oct 12, 2018Amendment$15,883,86418SEC.gov ↗
Oct 2, 2018First notice$15,883,86418SEC.gov ↗

4 Form D filings in the SEC's electronic records (2008 onward), the earliest on Oct 2, 2018. Each filing reports the cumulative amount sold and the number of investors to that date, as the fund filed it. Not verified, and not the fund's current assets. Source: U.S. Securities and Exchange Commission, Form D data sets.

Questions about TBC Castle Global, LLC

What is the minimum investment for TBC Castle Global, LLC?

According to its latest Form D, filed Oct 16, 2018, the minimum investment TBC Castle Global, LLC accepts from an outside investor is $10,000.

Who can invest in TBC Castle Global, LLC?

TBC Castle Global, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has TBC Castle Global, LLC raised?

TBC Castle Global, LLC reports $15,883,864 sold from 18 investors on its Form D filed Oct 16, 2018. This is cumulative sales since the offering began, not current assets or performance.

Where is TBC Castle Global, LLC based?

TBC Castle Global, LLC is based in San Francisco, California.

When did TBC Castle Global, LLC launch?

TBC Castle Global, LLC reports its first sale in Nov 2017.

Size compared with every private equity fund

Raised more than 71% of the 1,747 private equity funds based in California, and more than 49% of all 8,950 that report sales.

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