THB Smallcap Fund, LLC is a private investment fund based in Norwalk, Connecticut. According to its most recent Form D, filed Oct 2, 2024, it has sold $72,562,075 of interests to 3 investors since its first sale in Aug 2010. The minimum investment it accepts from an outside investor is $2,500. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Nina Gupta; David Brown; Michael Policarpo.
- Total raised
- $72,562,075Cumulative sales reported on Form D
- Investors
- 3
- First sale
- Aug 26, 2010
- Minimum investment
- $2,500
- Who can invest
- Qualified purchasersSection 3(c)(7): generally $5M+ in investments
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Nina Gupta; David Brown; Michael Policarpo
- Latest Form D
- Oct 2, 2024
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about THB Smallcap Fund, LLC
What is the minimum investment for THB Smallcap Fund, LLC?
According to its latest Form D, filed Oct 2, 2024, the minimum investment THB Smallcap Fund, LLC accepts from an outside investor is $2,500.
Who can invest in THB Smallcap Fund, LLC?
THB Smallcap Fund, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.
How much has THB Smallcap Fund, LLC raised?
THB Smallcap Fund, LLC reports $72,562,075 sold from 3 investors on its Form D filed Oct 2, 2024. This is cumulative sales since the offering began, not current assets or performance.
Where is THB Smallcap Fund, LLC based?
THB Smallcap Fund, LLC is based in Norwalk, Connecticut.
When did THB Smallcap Fund, LLC launch?
THB Smallcap Fund, LLC reports its first sale in Aug 2010.
Size compared with every private investment fund
Raised more than 64% of the 307 private investment funds based in Connecticut, and more than 67% of all 10,255 that report sales.