Uma Ventures IV-I LLC is a venture capital fund based in Houston, Texas. According to its most recent Form D, filed Dec 9, 2024, it has sold $805,000 of interests to 6 investors since its first sale in Nov 2024. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Based on its first sale date and the amount raised, AltMountain classifies it as an emerging manager. Related persons named in the filing include Ashutosh Shrivastav.
- Total raised
- $805,000Cumulative sales reported on Form D
- Investors
- 6
- First sale
- Nov 23, 2024
- Minimum investment
- None set
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Ashutosh Shrivastav
- Latest Form D
- Dec 9, 2024
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Uma Ventures IV-I LLC
What is the minimum investment for Uma Ventures IV-I LLC?
Uma Ventures IV-I LLC's latest Form D, filed Dec 9, 2024, does not set a minimum investment. Managers can still require one in the offering documents.
Who can invest in Uma Ventures IV-I LLC?
Uma Ventures IV-I LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Uma Ventures IV-I LLC raised?
Uma Ventures IV-I LLC reports $805,000 sold from 6 investors on its Form D filed Dec 9, 2024. This is cumulative sales since the offering began, not current assets or performance.
Where is Uma Ventures IV-I LLC based?
Uma Ventures IV-I LLC is based in Houston, Texas.
When did Uma Ventures IV-I LLC launch?
Uma Ventures IV-I LLC reports its first sale in Nov 2024, which makes it an emerging manager by AltMountain's definition (first sale in 2021 or later and under $50 million raised).
Size compared with every venture capital fund
Raised more than 50% of the 495 venture capital funds based in Texas, and more than 57% of all 15,160 that report sales.