AltMountain

Umbra3, LLC

Lakeway, TX · CIK 1949685
Status: no Form D since Oct 2022. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Umbra3, LLC is a private investment fund based in Lakeway, Texas. According to its most recent Form D, filed Oct 6, 2022, it has sold $1,085,000 of interests to 20 investors since its first sale in Sep 2022. The minimum investment it accepts from an outside investor is $20,000. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Michael Ward.

Total raised
$1,085,000Cumulative sales reported on Form D
Investors
20
First sale
Sep 23, 2022
Minimum investment
$20,000
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Michael Ward
Latest Form D
Oct 6, 2022

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Umbra3, LLC

What is the minimum investment for Umbra3, LLC?

According to its latest Form D, filed Oct 6, 2022, the minimum investment Umbra3, LLC accepts from an outside investor is $20,000.

Who can invest in Umbra3, LLC?

Umbra3, LLC is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Umbra3, LLC raised?

Umbra3, LLC reports $1,085,000 sold from 20 investors on its Form D filed Oct 6, 2022. This is cumulative sales since the offering began, not current assets or performance.

Where is Umbra3, LLC based?

Umbra3, LLC is based in Lakeway, Texas.

When did Umbra3, LLC launch?

Umbra3, LLC reports its first sale in Sep 2022.

Size compared with every private investment fund

Raised more than 35% of the 877 private investment funds based in Texas, and more than 15% of all 10,212 that report sales.

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