AltMountain

Uta Plaza Inc.

New York, NY · CIK 1629667
Status: no Form D since Jan 2015. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Uta Plaza Inc. is a real estate fund based in New York, New York. According to its most recent Form D, filed Jan 5, 2015, it has sold $125,000 of interests to 125 investors since its first sale in Dec 2014. The minimum investment it accepts from an outside investor is $1,000. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include John Rivard; Dana Fallek; Mario Mirabelli.

Total raised
$125,000Cumulative sales reported on Form D
Investors
125
First sale
Dec 24, 2014
Minimum investment
$1,000
Who can invest
Not stated
Offering exemption
Rule 506(b)No general advertising
Key people and entities
John Rivard; Dana Fallek; Mario Mirabelli
Latest Form D
Jan 5, 2015

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Uta Plaza Inc.

What is the minimum investment for Uta Plaza Inc.?

According to its latest Form D, filed Jan 5, 2015, the minimum investment Uta Plaza Inc. accepts from an outside investor is $1,000.

Who can invest in Uta Plaza Inc.?

Uta Plaza Inc. is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(b), which does not allow general advertising.

How much has Uta Plaza Inc. raised?

Uta Plaza Inc. reports $125,000 sold from 125 investors on its Form D filed Jan 5, 2015. This is cumulative sales since the offering began, not current assets or performance.

Where is Uta Plaza Inc. based?

Uta Plaza Inc. is based in New York, New York.

When did Uta Plaza Inc. launch?

Uta Plaza Inc. reports its first sale in Dec 2014.

Size compared with every real estate fund

Raised more than 27% of the 811 real estate funds based in New York, and more than 8% of all 7,351 that report sales.

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