Warberg WF III LP
Warberg WF III LP is a private equity fund based in Winnetka, Illinois. According to its most recent Form D, filed Jun 27, 2014, it has sold $9,237,500 of interests to 10 investors since its first sale in Jun 2014. The minimum investment it accepts from an outside investor is $250,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Warberg Asset Management LLC; Daniel Warsh; Jonathan Blumberg.
- Total raised
- $9,237,500Cumulative sales reported on Form D
- Investors
- 10
- First sale
- Jun 10, 2014
- Minimum investment
- $250,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- Warberg Asset Management LLC; Daniel Warsh; Jonathan Blumberg
- Latest Form D
- Jun 27, 2014
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Warberg WF III LP
What is the minimum investment for Warberg WF III LP?
According to its latest Form D, filed Jun 27, 2014, the minimum investment Warberg WF III LP accepts from an outside investor is $250,000.
Who can invest in Warberg WF III LP?
Warberg WF III LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Warberg WF III LP raised?
Warberg WF III LP reports $9,237,500 sold from 10 investors on its Form D filed Jun 27, 2014. This is cumulative sales since the offering began, not current assets or performance.
Where is Warberg WF III LP based?
Warberg WF III LP is based in Winnetka, Illinois.
When did Warberg WF III LP launch?
Warberg WF III LP reports its first sale in Jun 2014.
Size compared with every private equity fund
Raised more than 54% of the 478 private equity funds based in Illinois, and more than 41% of all 8,883 that report sales.