AltMountain

Windhorse Ascent, LP

Boston, MA · CIK 1596501 · Sponsor: Windhorse Capital Management, LLC
Status: no Form D since Jan 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Windhorse Ascent, LP is a private investment fund based in Boston, Massachusetts. According to its most recent Form D, filed Jan 26, 2017, it has sold $29,461,506 of interests to 13 investors since its first sale in Jan 2014. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Windhorse Capital Management, LLC; Rodney Goldstein; Matthew Bank.

Total raised
$29,461,506Cumulative sales reported on Form D
Investors
13
First sale
Jan 1, 2014
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Windhorse Capital Management, LLC; Rodney Goldstein; Matthew Bank
Latest Form D
Jan 26, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Windhorse Ascent, LP

What is the minimum investment for Windhorse Ascent, LP?

Windhorse Ascent, LP's latest Form D, filed Jan 26, 2017, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Windhorse Ascent, LP?

Windhorse Ascent, LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Windhorse Ascent, LP raised?

Windhorse Ascent, LP reports $29,461,506 sold from 13 investors on its Form D filed Jan 26, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is Windhorse Ascent, LP based?

Windhorse Ascent, LP is based in Boston, Massachusetts.

When did Windhorse Ascent, LP launch?

Windhorse Ascent, LP reports its first sale in Jan 2014.

Size compared with every private investment fund

Raised more than 50% of the 537 private investment funds based in Massachusetts, and more than 55% of all 10,266 that report sales.

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