SM Investors is an SEC-registered investment adviser based in New York, NY that reports managing 2 hedge funds on Form ADV. It reports $95.1 million in regulatory assets under management. Its private funds, of all types, hold $83.6 million in gross assets.
- Regulatory assets under management
- $95.1 millionForm ADV Item 5.F
- Gross assets of private funds
- $83.6 millionAll private fund types, Form ADV
- Hedge funds managed
- 24 private funds in total
- Employees
- 2Form ADV Item 5.A
- Registration
- SEC-registered adviserCRD 155549
- Latest Form ADV
- 03/27/2026Disciplinary disclosures: none reported
Hedge funds filing Form D (4)
Fund
First sale
Raised
Investors
Minimum
YTD performance
SM Investors, L.P.
New York, NY
First saleAug 1997
Raised$40.4M
Investors126
Minimum$500K
YTD performanceNot reported
SM Merger/Arbitrage, L.P.
New York, NY
First saleJan 2003
Raised$35.5M
Investors66
Minimum$500K
YTD performanceNot reported
SM Merger/Arbitrage Offshore, LTD.
Grand Cayman, Cayman IslandsOffshore
First saleAug 2005
Raised$8.2M
Investors5
Minimum$500K
YTD performanceNot reported
SM Investors Offshore, Ltd.
Grand Cayman, Cayman IslandsOffshore
First saleMar 2000
Raised$6.2M
Investors16
Minimum$50K
YTD performanceNot reported
Matched to this firm by the fund names and related persons in each Form D. The list may be incomplete.
Private funds reported on Form ADV (6)
Fund
Gross assets
Minimum
Owners
Adviser
SM Merger/Arbitrage, L.P.
Delaware, United StatesHedge fund
Gross assets$34.8M
Minimum$500K
Owners35
AdviserSM Investors
SM Investors II, L.P.
Delaware, United StatesHedge fund
Gross assets$29.5M
Minimum$500K
Owners19
AdviserSM Investors
SM Investors, L.P.
Delaware, United StatesHedge fund
Gross assets$12.2M
Minimum$500K
Owners33
AdviserSM Investors
SM Investors Broadcast Partners, L.P.
Delaware, United StatesPrivate equity fund
Gross assets$11.4M
MinimumNone set
Owners23
AdviserSM Investors
SM Broadcast Kqtv, L.P.
Delaware, United StatesPrivate equity fund
Gross assets$3.0M
MinimumNone set
Owners16
AdviserSM Investors
Sm/Hl Acquisition L.P.
Delaware, United StatesPrivate equity fund
Gross assets$122K
MinimumNone set
Owners15
AdviserSM Investors
As reported in the adviser's Form ADV filed Jun 10, 2024. Funds also listed from Form D are shown above.
From SEC filings. Firm data comes from the SEC's Form ADV data as of Oct 2, 2026; performance estimates come from Form 13F. AltMountain has not verified this information, and it is not an offer, solicitation or recommendation. Full disclosures