AltMountain

AFA Emerging Manager Platform, LLC ArbitrOption Series

Summit, NJ · CIK 1659708
Status: no Form D since Nov 2016. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

AFA Emerging Manager Platform, LLC ArbitrOption Series is a hedge fund based in Summit, New Jersey. According to its most recent Form D, filed Nov 17, 2016, the fund has sold $1,813,634 of interests to 9 investors since its first sale in Nov 2015. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Heath Winter; Peter Young; Wilton McDonald.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$1,813,634Cumulative sales reported on Form D
Investors
9
First sale
Nov 23, 2015
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Heath Winter; Peter Young; Wilton McDonald
Latest Form D
Nov 17, 2016

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about AFA Emerging Manager Platform, LLC ArbitrOption Series

What is the minimum investment for AFA Emerging Manager Platform, LLC ArbitrOption Series?

According to its latest Form D, filed Nov 17, 2016, the minimum investment AFA Emerging Manager Platform, LLC ArbitrOption Series accepts from an outside investor is $100,000.

Who can invest in AFA Emerging Manager Platform, LLC ArbitrOption Series?

AFA Emerging Manager Platform, LLC ArbitrOption Series is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has AFA Emerging Manager Platform, LLC ArbitrOption Series raised?

AFA Emerging Manager Platform, LLC ArbitrOption Series reports $1,813,634 sold from 9 investors on its Form D filed Nov 17, 2016. This is cumulative sales since the offering began, not current assets or performance.

Where is AFA Emerging Manager Platform, LLC ArbitrOption Series based?

AFA Emerging Manager Platform, LLC ArbitrOption Series is based in Summit, New Jersey.

When did AFA Emerging Manager Platform, LLC ArbitrOption Series launch?

AFA Emerging Manager Platform, LLC ArbitrOption Series reports its first sale in Nov 2015.

Size compared with every hedge fund

Raised more than 24% of the 211 hedge funds based in New Jersey, and more than 8% of all 10,119 that report sales.

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