AltMountain

Alden DFM SPV LLC

New York, NY · CIK 1625871
Status: no Form D since Nov 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Alden DFM SPV LLC is a hedge fund based in New York, New York. According to its most recent Form D, filed Nov 20, 2014, the fund has sold $11,616,707 of interests to 50 investors since its first sale in Jul 2014. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Jason Pecora; Alden Global Capital Limited.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$11,616,707Cumulative sales reported on Form D
Investors
50
First sale
Jul 1, 2014
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Jason Pecora; Alden Global Capital Limited
Latest Form D
Nov 20, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Alden DFM SPV LLC

What is the minimum investment for Alden DFM SPV LLC?

Alden DFM SPV LLC's latest Form D, filed Nov 20, 2014, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Alden DFM SPV LLC?

Alden DFM SPV LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Alden DFM SPV LLC raised?

Alden DFM SPV LLC reports $11,616,707 sold from 50 investors on its Form D filed Nov 20, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is Alden DFM SPV LLC based?

Alden DFM SPV LLC is based in New York, New York.

When did Alden DFM SPV LLC launch?

Alden DFM SPV LLC reports its first sale in Jul 2014.

Size compared with every hedge fund

Raised more than 24% of the 2,527 hedge funds based in New York, and more than 23% of all 10,134 that report sales.

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