Battalion Fund LP

Plainsboro, NJ · CIK 1432105

Status: no Form D since Jan 2010. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Battalion Fund LP is a hedge fund based in Plainsboro, New Jersey. According to its most recent Form D, filed Jan 14, 2010, the fund has sold $1,100,000 of interests to 3 investors since its first sale in Feb 2009. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. Related persons named in the filing include Lawrence Roche.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised: $1,100,000Cumulative sales reported on Form D
Investors: 3
First sale: Feb 2, 2009
Minimum investment: None set
Who can invest: Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption: Other exemption
Key people and entities: Lawrence Roche
Latest Form D: Jan 14, 2010

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Battalion Fund LP

What is the minimum investment for Battalion Fund LP?

Battalion Fund LP's latest Form D, filed Jan 14, 2010, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Battalion Fund LP?

Battalion Fund LP is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7).

How much has Battalion Fund LP raised?

Battalion Fund LP reports $1,100,000 sold from 3 investors on its Form D filed Jan 14, 2010. This is cumulative sales since the offering began, not current assets or performance.

Where is Battalion Fund LP based?

Battalion Fund LP is based in Plainsboro, New Jersey.

When did Battalion Fund LP launch?

Battalion Fund LP reports its first sale in Feb 2009.