AltMountain

Battalion Fund LTD

Plainsboro, NJ · CIK 1432106
Status: no Form D since Jan 2010. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Battalion Fund LTD is a hedge fund based in Plainsboro, New Jersey. According to its most recent Form D, filed Jan 14, 2010, the fund has sold $1,000,000 of interests to 1 investor since its first sale in Apr 2008. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. Related persons named in the filing include Lawrence Roche.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$1,000,000Cumulative sales reported on Form D
Investors
1
First sale
Apr 1, 2008
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Other exemption
Key people and entities
Lawrence Roche
Latest Form D
Jan 14, 2010

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Battalion Fund LTD

What is the minimum investment for Battalion Fund LTD?

Battalion Fund LTD's latest Form D, filed Jan 14, 2010, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Battalion Fund LTD?

Battalion Fund LTD is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7).

How much has Battalion Fund LTD raised?

Battalion Fund LTD reports $1,000,000 sold from 1 investor on its Form D filed Jan 14, 2010. This is cumulative sales since the offering began, not current assets or performance.

Where is Battalion Fund LTD based?

Battalion Fund LTD is based in Plainsboro, New Jersey.

When did Battalion Fund LTD launch?

Battalion Fund LTD reports its first sale in Apr 2008.

Size compared with every hedge fund

Raised more than 19% of the 211 hedge funds based in New Jersey, and more than 5% of all 10,129 that report sales.

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