AltMountain

Empery Tax Efficient III, LP

New York, NY · CIK 1820053 · Managed by Empery Asset Management, LP

Empery Tax Efficient III, LP is a hedge fund based in New York, New York. According to its most recent Form D, filed Jul 31, 2026, the fund has sold $25,100,000 of interests to 7 investors since its first sale in Apr 2020. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Ryan Lane; Empery Asset Management, LP; Empery Funds GP, LLC.

Performance

No verified returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$25,100,000Cumulative sales reported on Form D
Investors
7
First sale
Apr 1, 2020
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Ryan Lane; Empery Asset Management, LP; Empery Funds GP, LLC
Latest Form D
Jul 31, 2026

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Empery Tax Efficient III, LP

What is the minimum investment for Empery Tax Efficient III, LP?

Empery Tax Efficient III, LP's latest Form D, filed Jul 31, 2026, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Empery Tax Efficient III, LP?

Empery Tax Efficient III, LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Empery Tax Efficient III, LP raised?

Empery Tax Efficient III, LP reports $25,100,000 sold from 7 investors on its Form D filed Jul 31, 2026. This is cumulative sales since the offering began, not current assets or performance.

Where is Empery Tax Efficient III, LP based?

Empery Tax Efficient III, LP is based in New York, New York and is managed by Empery Asset Management, LP.

When did Empery Tax Efficient III, LP launch?

Empery Tax Efficient III, LP reports its first sale in Apr 2020.

Size compared with every hedge fund

Raised more than 33% of the 2,544 hedge funds based in New York, and more than 34% of all 10,308 that report sales.

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