AltMountain

First Quadrant Essential Beta Fund Ltd.

Pasadena, CA · CIK 1479077
Status: no Form D since Mar 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

First Quadrant Essential Beta Fund Ltd. is a hedge fund based in Pasadena, California. According to its most recent Form D, filed Mar 17, 2020, the fund has sold $747,402,763 of interests to 3 investors since its first sale in Jan 2010. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. Related persons named in the filing include Joel Brouwer; Roger Priaulx; Darren Stainrod.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$747,402,763Cumulative sales reported on Form D
Investors
3
First sale
Jan 4, 2010
Minimum investment
$1,000,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Other exemption
Net asset value range
Over $100,000,000Self-reported
Key people and entities
Joel Brouwer; Roger Priaulx; Darren Stainrod
Latest Form D
Mar 17, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about First Quadrant Essential Beta Fund Ltd.

What is the minimum investment for First Quadrant Essential Beta Fund Ltd.?

According to its latest Form D, filed Mar 17, 2020, the minimum investment First Quadrant Essential Beta Fund Ltd. accepts from an outside investor is $1,000,000.

Who can invest in First Quadrant Essential Beta Fund Ltd.?

First Quadrant Essential Beta Fund Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7).

How much has First Quadrant Essential Beta Fund Ltd. raised?

First Quadrant Essential Beta Fund Ltd. reports $747,402,763 sold from 3 investors on its Form D filed Mar 17, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is First Quadrant Essential Beta Fund Ltd. based?

First Quadrant Essential Beta Fund Ltd. is based in Pasadena, California.

When did First Quadrant Essential Beta Fund Ltd. launch?

First Quadrant Essential Beta Fund Ltd. reports its first sale in Jan 2010.

Size compared with every hedge fund

Raised more than 90% of the 1,049 hedge funds based in California, and more than 86% of all 10,128 that report sales.

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