GGI SRI, Ltd.

Grand Cayman, Cayman Islands · CIK 1543330

Offshore

Status: no Form D since Mar 2014. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

GGI SRI, Ltd. is a hedge fund based in Grand Cayman, Cayman Islands. According to its most recent Form D, filed Mar 12, 2014, the fund has sold $45,500,918 of interests to 5 investors since its first sale in Feb 2012. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Howard Guberman; Peter Anderson; Philip Dickie.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised: $45,500,918Cumulative sales reported on Form D
Investors: 5
First sale: Feb 2, 2012
Minimum investment: $100,000
Who can invest: Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption: Rule 506(b)No general advertising
Key people and entities: Howard Guberman; Peter Anderson; Philip Dickie
Latest Form D: Mar 12, 2014

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about GGI SRI, Ltd.

What is the minimum investment for GGI SRI, Ltd.?

According to its latest Form D, filed Mar 12, 2014, the minimum investment GGI SRI, Ltd. accepts from an outside investor is $100,000.

Who can invest in GGI SRI, Ltd.?

GGI SRI, Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has GGI SRI, Ltd. raised?

GGI SRI, Ltd. reports $45,500,918 sold from 5 investors on its Form D filed Mar 12, 2014. This is cumulative sales since the offering began, not current assets or performance.

Where is GGI SRI, Ltd. based?

GGI SRI, Ltd. is based in Grand Cayman, Cayman Islands.

When did GGI SRI, Ltd. launch?

GGI SRI, Ltd. reports its first sale in Feb 2012.