AltMountain

Lumen Rock, LP

Los Angeles, CA · CIK 1961469
Status: no Form D since May 2024. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Lumen Rock, LP is a hedge fund based in Los Angeles, California. According to its most recent Form D, filed May 15, 2024, the fund has sold $1,000,000 of interests to 1 investor since its first sale in Mar 2023. The minimum investment it accepts from an outside investor is $250,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Gihan Shaw.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

Is this your fund? Report your monthly returns · How performance works

Total raised
$1,000,000Cumulative sales reported on Form D
Investors
1
First sale
Mar 13, 2023
Minimum investment
$250,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Gihan Shaw
Latest Form D
May 15, 2024

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Lumen Rock, LP

What is the minimum investment for Lumen Rock, LP?

According to its latest Form D, filed May 15, 2024, the minimum investment Lumen Rock, LP accepts from an outside investor is $250,000.

Who can invest in Lumen Rock, LP?

Lumen Rock, LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Lumen Rock, LP raised?

Lumen Rock, LP reports $1,000,000 sold from 1 investor on its Form D filed May 15, 2024. This is cumulative sales since the offering began, not current assets or performance.

Where is Lumen Rock, LP based?

Lumen Rock, LP is based in Los Angeles, California.

When did Lumen Rock, LP launch?

Lumen Rock, LP reports its first sale in Mar 2023.

Size compared with every hedge fund

Raised more than 18% of the 1,049 hedge funds based in California, and more than 5% of all 10,128 that report sales.

More hedge funds in Los Angeles

Similar-size hedge funds in California

All hedge funds in California