Newport Colonels, LLC

Irvine, CA · CIK 1529591

Status: no Form D since Feb 2018. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Newport Colonels, LLC is a hedge fund based in Irvine, California. According to its most recent Form D, filed Feb 26, 2018, the fund has sold $1,135,643 of interests to 3 investors since its first sale in Sep 2011. The minimum investment it accepts from an outside investor is $400,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Carlos Ferreira; Pacific Alternative Asset Management Company, LLC; Joshua Barlow.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised: $1,135,643Cumulative sales reported on Form D
Investors: 3
First sale: Sep 1, 2011
Minimum investment: $400,000,000
Who can invest: Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption: Rule 506(b)No general advertising
Key people and entities: Carlos Ferreira; Pacific Alternative Asset Management Company, LLC; Joshua Barlow
Latest Form D: Feb 26, 2018

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Raise history

Filed	Filing	Total raised	Investors	Source
Feb 26, 2018	Form D/A (amendment)	$1,135,643	3	SEC.gov ↗
Mar 3, 2017	Form D/A (amendment)	$11,456,853	3	SEC.gov ↗
Mar 4, 2016	Form D/A (amendment)	$392,934,811	3	SEC.gov ↗
Mar 4, 2015	Form D/A (amendment)	$499,219,880	3	SEC.gov ↗
Mar 13, 2014	Form D/A (amendment)	$526,623,992	3	SEC.gov ↗

5 Form D filings in the SEC's electronic records (2008 onward), the earliest on Mar 13, 2014. Each filing reports the cumulative amount sold and the number of investors to that date, as the fund filed it. Not verified, and not the fund's current assets. Source: U.S. Securities and Exchange Commission, Form D data sets.

Questions about Newport Colonels, LLC

What is the minimum investment for Newport Colonels, LLC?

According to its latest Form D, filed Feb 26, 2018, the minimum investment Newport Colonels, LLC accepts from an outside investor is $400,000,000.

Who can invest in Newport Colonels, LLC?

Newport Colonels, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Newport Colonels, LLC raised?

Newport Colonels, LLC reports $1,135,643 sold from 3 investors on its Form D filed Feb 26, 2018. This is cumulative sales since the offering began, not current assets or performance.

Where is Newport Colonels, LLC based?

Newport Colonels, LLC is based in Irvine, California.

When did Newport Colonels, LLC launch?

Newport Colonels, LLC reports its first sale in Sep 2011.