Ocm Convertible Trust

Los Angeles, CA · CIK 1461251

Status: no Form D since Apr 2018. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Ocm Convertible Trust is a hedge fund based in Los Angeles, California. According to its most recent Form D, filed Apr 18, 2018, the fund has sold $780,426,220 of interests to 22 investors since its first sale in May 1995. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Oaktree Capital Management, L.P; Sheldon Stone; Howard Marks.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised: $780,426,220Cumulative sales reported on Form D
Investors: 22
First sale: May 15, 1995
Minimum investment: None set
Who can invest: Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption: Rule 506(b)No general advertising
Key people and entities: Oaktree Capital Management, L.P; Sheldon Stone; Howard Marks
Latest Form D: Apr 18, 2018

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Ocm Convertible Trust

What is the minimum investment for Ocm Convertible Trust?

Ocm Convertible Trust's latest Form D, filed Apr 18, 2018, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Ocm Convertible Trust?

Ocm Convertible Trust is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Ocm Convertible Trust raised?

Ocm Convertible Trust reports $780,426,220 sold from 22 investors on its Form D filed Apr 18, 2018. This is cumulative sales since the offering began, not current assets or performance.

Where is Ocm Convertible Trust based?

Ocm Convertible Trust is based in Los Angeles, California.

When did Ocm Convertible Trust launch?

Ocm Convertible Trust reports its first sale in May 1995.