AltMountain

Pine River Convertibles Fund Ltd.

Minnetonka, MN · CIK 1471741
Status: no Form D since Oct 2016. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Pine River Convertibles Fund Ltd. is a hedge fund based in Minnetonka, Minnesota. According to its most recent Form D, filed Oct 3, 2016, the fund has sold $40,833,600 of interests to 6 investors since its first sale in Feb 2011. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Leanne Golding; Brian Taylor; Philip Dickie.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$40,833,600Cumulative sales reported on Form D
Investors
6
First sale
Feb 1, 2011
Minimum investment
$1,000,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Leanne Golding; Brian Taylor; Philip Dickie
Latest Form D
Oct 3, 2016

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Pine River Convertibles Fund Ltd.

What is the minimum investment for Pine River Convertibles Fund Ltd.?

According to its latest Form D, filed Oct 3, 2016, the minimum investment Pine River Convertibles Fund Ltd. accepts from an outside investor is $1,000,000.

Who can invest in Pine River Convertibles Fund Ltd.?

Pine River Convertibles Fund Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Pine River Convertibles Fund Ltd. raised?

Pine River Convertibles Fund Ltd. reports $40,833,600 sold from 6 investors on its Form D filed Oct 3, 2016. This is cumulative sales since the offering began, not current assets or performance.

Where is Pine River Convertibles Fund Ltd. based?

Pine River Convertibles Fund Ltd. is based in Minnetonka, Minnesota.

When did Pine River Convertibles Fund Ltd. launch?

Pine River Convertibles Fund Ltd. reports its first sale in Feb 2011.

Size compared with every hedge fund

Raised more than 58% of the 69 hedge funds based in Minnesota, and more than 42% of all 10,140 that report sales.

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