Providence MBS Fund, Ltd.

Providence, RI · CIK 1291380

Status: no Form D since Feb 2017. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Providence MBS Fund, Ltd. is a hedge fund based in Providence, Rhode Island. According to its most recent Form D, filed Feb 22, 2017, the fund has sold $1,911,172,000 of interests to 135 investors since its first sale in May 2004. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include David Bree; Russell Jeffrey; Donald Seymour.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised: $1,911,172,000Cumulative sales reported on Form D
Investors: 135
First sale: May 1, 2004
Minimum investment: $1,000,000
Who can invest: Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption: Rule 506(b)No general advertising
Key people and entities: David Bree; Russell Jeffrey; Donald Seymour
Latest Form D: Feb 22, 2017

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Providence MBS Fund, Ltd.

What is the minimum investment for Providence MBS Fund, Ltd.?

According to its latest Form D, filed Feb 22, 2017, the minimum investment Providence MBS Fund, Ltd. accepts from an outside investor is $1,000,000.

Who can invest in Providence MBS Fund, Ltd.?

Providence MBS Fund, Ltd. is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Providence MBS Fund, Ltd. raised?

Providence MBS Fund, Ltd. reports $1,911,172,000 sold from 135 investors on its Form D filed Feb 22, 2017. This is cumulative sales since the offering began, not current assets or performance.

Where is Providence MBS Fund, Ltd. based?

Providence MBS Fund, Ltd. is based in Providence, Rhode Island.

When did Providence MBS Fund, Ltd. launch?

Providence MBS Fund, Ltd. reports its first sale in May 2004.