AltMountain

Rok Fund, LP

506(c)
Status: no Form D since May 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Rok Fund, LP is a hedge fund based in One Penn Plaza, #3905, New York. According to its most recent Form D, filed May 27, 2020, the fund has sold $550,000 of interests to 4 investors since its first sale in Apr 2020. The minimum investment it accepts from an outside investor is $100,000. The offering uses Rule 506(c), which permits general advertising to investors verified as accredited. Related persons named in the filing include Stephen Brotman.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$550,000Cumulative sales reported on Form D
Investors
4
First sale
Apr 3, 2020
Minimum investment
$100,000
Who can invest
Not stated
Offering exemption
Rule 506(c)May advertise; investors must be verified as accredited
Key people and entities
Stephen Brotman
Latest Form D
May 27, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Rok Fund, LP

What is the minimum investment for Rok Fund, LP?

According to its latest Form D, filed May 27, 2020, the minimum investment Rok Fund, LP accepts from an outside investor is $100,000.

Who can invest in Rok Fund, LP?

Rok Fund, LP is generally open only to investors who meet the eligibility rules in its offering documents. It uses Rule 506(c), so it may advertise, but every investor must be verified as accredited.

How much has Rok Fund, LP raised?

Rok Fund, LP reports $550,000 sold from 4 investors on its Form D filed May 27, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is Rok Fund, LP based?

Rok Fund, LP is based in One Penn Plaza, #3905, New York.

When did Rok Fund, LP launch?

Rok Fund, LP reports its first sale in Apr 2020.

Size compared with every hedge fund

Raised more than 11% of the 2,524 hedge funds based in New York, and more than 4% of all 10,128 that report sales.

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