AltMountain

THB Microcap Fund, LLC

Norwalk, CT · CIK 1500702
Status: no Form D since Apr 2020. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

THB Microcap Fund, LLC is a hedge fund based in Norwalk, Connecticut. According to its most recent Form D, filed Apr 22, 2020, the fund has sold $183,402,100 of interests to 40 investors since its first sale in Aug 2010. The minimum investment it accepts from an outside investor is $2,500. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include James Kennedy; Christopher Cuesta.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$183,402,100Cumulative sales reported on Form D
Investors
40
First sale
Aug 26, 2010
Minimum investment
$2,500
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
James Kennedy; Christopher Cuesta
Latest Form D
Apr 22, 2020

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about THB Microcap Fund, LLC

What is the minimum investment for THB Microcap Fund, LLC?

According to its latest Form D, filed Apr 22, 2020, the minimum investment THB Microcap Fund, LLC accepts from an outside investor is $2,500.

Who can invest in THB Microcap Fund, LLC?

THB Microcap Fund, LLC is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has THB Microcap Fund, LLC raised?

THB Microcap Fund, LLC reports $183,402,100 sold from 40 investors on its Form D filed Apr 22, 2020. This is cumulative sales since the offering began, not current assets or performance.

Where is THB Microcap Fund, LLC based?

THB Microcap Fund, LLC is based in Norwalk, Connecticut.

When did THB Microcap Fund, LLC launch?

THB Microcap Fund, LLC reports its first sale in Aug 2010.

Size compared with every hedge fund

Raised more than 78% of the 860 hedge funds based in Connecticut, and more than 68% of all 10,128 that report sales.

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