AltMountain

Vivaldi Ltd

Hamilton, Bermuda · CIK 1347972
Offshore
Status: no Form D since Nov 2010. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Vivaldi Ltd is a hedge fund based in Hamilton, Bermuda. According to its most recent Form D, filed Nov 18, 2010, the fund has sold $468,070,022 of interests to 15 investors since its first sale in Dec 2005. The filing does not set a minimum investment. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. Related persons named in the filing include Frank Majors; Dawn Griffiths; John Collis.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$468,070,022Cumulative sales reported on Form D
Investors
15
First sale
Dec 1, 2005
Minimum investment
None set
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Other exemption
Key people and entities
Frank Majors; Dawn Griffiths; John Collis
Latest Form D
Nov 18, 2010

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Vivaldi Ltd

What is the minimum investment for Vivaldi Ltd?

Vivaldi Ltd's latest Form D, filed Nov 18, 2010, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Vivaldi Ltd?

Vivaldi Ltd is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7).

How much has Vivaldi Ltd raised?

Vivaldi Ltd reports $468,070,022 sold from 15 investors on its Form D filed Nov 18, 2010. This is cumulative sales since the offering began, not current assets or performance.

Where is Vivaldi Ltd based?

Vivaldi Ltd is based in Hamilton, Bermuda.

When did Vivaldi Ltd launch?

Vivaldi Ltd reports its first sale in Dec 2005.

Size compared with every hedge fund

Raised more than 78% of the 101 hedge funds based in Bermuda, and more than 81% of all 10,118 that report sales.

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