AltMountain

Wind Rose Fund LTD

Offshore
Status: no Form D since Feb 2016. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Wind Rose Fund LTD is a hedge fund based in Grand Cayman, Cayman Islands. According to its most recent Form D, filed Feb 26, 2016, the fund has sold $34,779,000 of interests to 8 investors since its first sale in Jul 2007. The minimum investment it accepts from an outside investor is $1,000,000. It relies on the Section 3(c)(7) exclusion, so investors generally must be qualified purchasers. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Kenneth Heller.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$34,779,000Cumulative sales reported on Form D
Investors
8
First sale
Jul 1, 2007
Minimum investment
$1,000,000
Who can invest
Qualified purchasersSection 3(c)(7): generally $5M+ in investments
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Kenneth Heller
Latest Form D
Feb 26, 2016

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Wind Rose Fund LTD

What is the minimum investment for Wind Rose Fund LTD?

According to its latest Form D, filed Feb 26, 2016, the minimum investment Wind Rose Fund LTD accepts from an outside investor is $1,000,000.

Who can invest in Wind Rose Fund LTD?

Wind Rose Fund LTD is generally open only to qualified purchasers (generally individuals with at least $5 million in investments), because it relies on Section 3(c)(7). It uses Rule 506(b), which does not allow general advertising.

How much has Wind Rose Fund LTD raised?

Wind Rose Fund LTD reports $34,779,000 sold from 8 investors on its Form D filed Feb 26, 2016. This is cumulative sales since the offering began, not current assets or performance.

Where is Wind Rose Fund LTD based?

Wind Rose Fund LTD is based in Grand Cayman, Cayman Islands.

When did Wind Rose Fund LTD launch?

Wind Rose Fund LTD reports its first sale in Jul 2007.

Size compared with every hedge fund

Raised more than 33% of the 2,343 hedge funds based in Cayman Islands, and more than 39% of all 10,128 that report sales.

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