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LPL Financial LLC

Private fund marketer or placement agent · 17 private funds on SEC Form ADV

Advisers' Form ADV filings name LPL Financial LLC as marketer or placement agent to 12 and custodian to 5 private funds, 17 funds in all. It ranks No. 296 of 775 marketers and placement agents by number of private funds served.

Rankings

Funds served, by type

  • Other private funds6
  • Hedge funds6
  • Venture capital funds4
  • Private equity funds1

Where its clients are

State of the funds' U.S. advisers.

  • New York9
  • Maryland4
  • Michigan2
  • Pennsylvania1
  • New Jersey1

Where the funds are organized

  • United States9
  • Cayman Islands8

Private funds that name LPL Financial LLC (5 listed here)

Fund
Gross assets
Minimum
Owners
Adviser
Marathon Secured Private Strategies Master Fund III A, L.P.
Cayman IslandsHedge fund
Gross assets$1.8B
Minimum$5.0M
Owners398
AdviserMarathon Asset Management, L.P.
Marathon Secured Private Strategies Master Fund III B, L.P.
Cayman IslandsHedge fund
Gross assets$1.2B
Minimum$5.0M
Owners398
AdviserMarathon Asset Management, L.P.
Marathon Secured Private Strategies Master Fund III C, L.P.
Cayman IslandsHedge fund
Gross assets$1.2B
Minimum$5.0M
Owners368
AdviserMarathon Asset Management, L.P.
Fulton Street Fund, LP
Delaware, United StatesPrivate equity fund
Gross assets$3.4M
Minimum$100K
Owners68
AdviserBlackrock Investment Management, LLC
Grotech Partners VII, L.P.
Delaware, United StatesVenture capital fund
Gross assets$2.7M
Minimum$500K
Owners12
AdviserGrotech Management Company

12 more funds name LPL Financial LLC: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.

Names as filed

LPL Financial LLC

From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.