AltMountain

Natwest Markets PLC

Private fund prime broker · 14 private funds on SEC Form ADV

Advisers' Form ADV filings name Natwest Markets PLC as prime broker to 10, custodian to 3 and marketer or placement agent to 1 private funds, 14 funds in all. It ranks No. 62 of 173 prime brokers by number of private funds served.

Rankings

Funds served, by type

  • Hedge funds13
  • Securitized asset funds1

Where its clients are

State of the funds' U.S. advisers.

  • New Jersey5
  • New York2
  • Connecticut2

Where the funds are organized

  • Cayman Islands6
  • United States6
  • Ireland1
  • Bermuda1

Private funds that name Natwest Markets PLC (11 listed here)

Fund
Gross assets
Minimum
Owners
Adviser
D. E. Shaw Oculus Portfolios, L.L.C.
Delaware, United StatesHedge fund
Gross assets$30B
Minimum$1.0M
Owners355
AdviserD. E. Shaw & Co., L.P.
Eagle Point Credit Partners LP
Cayman IslandsHedge fund
Gross assets$1.5B
Minimum$250K
Owners191
AdviserEagle Point Credit Management LLC
MAN Ahl Pure Momentum Limited
Cayman IslandsHedge fund
Gross assets$614M
Minimum$1.0M
Owners38
AdviserAHL Partners LLP
Henley CLO III Designated Activity Company
IrelandSecuritized asset fund
Gross assets$444M
Minimum$100K
Owners1
AdviserNapier Park Global Capital LTD
AHL Drp Limited
Cayman IslandsHedge fund
Gross assets$220M
Minimum$100K
Owners17
AdviserAHL Partners LLP
Eagle Point Core Income Fund LP
Cayman IslandsHedge fund
Gross assets$187M
Minimum$100K
Owners210
AdviserEagle Point Credit Management LLC
AHL Volatility Master Limited
Cayman IslandsHedge fund
Gross assets$181M
Minimum$100K
Owners40
AdviserAHL Partners LLP
PLY Primus Fund (USA) LP
Delaware, United StatesHedge fund
Gross assets$75.0M
Minimum$1.0M
Owners5
AdviserEvergreen Capital Associates LLC
Union Spring Fund LTD.
Cayman IslandsHedge fund
Gross assets$55.0M
Minimum$1.0M
Owners6
AdviserEvergreen Capital Associates LLC
Tectonic Global Opportunities Fund LLC
Delaware, United StatesHedge fund
Gross assets$35.5M
Minimum$1.0M
Owners7
AdviserEvergreen Capital Associates LLC
Tectonic Strategy Fund Australia LLC
Delaware, United StatesHedge fund
Gross assets$22.0M
Minimum$1.0M
Owners1
AdviserEvergreen Capital Associates LLC

3 more funds name Natwest Markets PLC: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.

Names as filed

Natwest Markets PLC

From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.