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Regiment Securities, Llc.

Private fund marketer or placement agent · 31 private funds on SEC Form ADV

Advisers' Form ADV filings name Regiment Securities, Llc. as marketer or placement agent to 27 and prime broker to 4 private funds, 31 funds in all. It ranks No. 142 of 775 marketers and placement agents by number of private funds served.

Rankings

Funds served, by type

  • Hedge funds22
  • Venture capital funds4
  • Other private funds3
  • Private equity funds2

Where its clients are

State of the funds' U.S. advisers.

  • New York18
  • Colorado3
  • Massachusetts2
  • Florida1

Where the funds are organized

  • United States20
  • Bermuda10
  • Cayman Islands1

Private funds that name Regiment Securities, Llc. (18 listed here)

Fund
Gross assets
Minimum
Owners
Adviser
Opus Preferred Fund LLC - Concentrated Class
Delaware, United StatesHedge fund
Gross assets$42.3M
Minimum$250K
Owners48
AdviserOpus Investment Management LLC
Opus Fund LLC - Concentrated Class
Delaware, United StatesHedge fund
Gross assets$38.5M
Minimum$250K
Owners42
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class K
BermudaHedge fund
Gross assets$38.5M
Minimum$250K
Owners30
AdviserOpus Investment Management LLC
Opus Preferred Fund LLC - Focused Class
Delaware, United StatesHedge fund
Gross assets$28.2M
Minimum$250K
Owners2
AdviserOpus Investment Management LLC
Opus Preferred Fund LLC - Diversified Class
Delaware, United StatesHedge fund
Gross assets$24.0M
Minimum$250K
Owners44
AdviserOpus Investment Management LLC
Opus Fund LLC - Diversified Class
Delaware, United StatesHedge fund
Gross assets$16.7M
Minimum$250K
Owners27
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Diversified Class
BermudaHedge fund
Gross assets$16.3M
Minimum$250K
Owners27
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class Ps
BermudaHedge fund
Gross assets$9.5M
Minimum$250K
Owners22
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class M
BermudaHedge fund
Gross assets$9.0M
Minimum$250K
Owners6
AdviserOpus Investment Management LLC
Opus Preferred Fund LLC - Opus Credit Opportunities Class
Delaware, United StatesHedge fund
Gross assets$8.6M
Minimum$250K
Owners12
AdviserOpus Investment Management LLC
Opus Preferred Fund LLC - Balanced Equity Class
Delaware, United StatesHedge fund
Gross assets$8.3M
Minimum$250K
Owners15
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class E
BermudaHedge fund
Gross assets$5.9M
Minimum$250K
Owners9
AdviserOpus Investment Management LLC
Caiman Quantitative Master Fund LP
Cayman IslandsHedge fund
Gross assets$4.4M
Minimum$250K
Owners33
AdviserCaiman Capital Group LLC
Opus Fund International LTD. - Class T
BermudaHedge fund
Gross assets$3.1M
Minimum$250K
Owners5
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class C
BermudaHedge fund
Gross assets$1.7M
Minimum$250K
Owners4
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class B
BermudaHedge fund
Gross assets$125K
Minimum$250K
Owners1
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class Tp
BermudaHedge fund
Gross assets$101K
Minimum$250K
Owners4
AdviserOpus Investment Management LLC
Opus Fund International LTD. - Class H
BermudaHedge fund
Gross assets$18K
Minimum$250K
Owners3
AdviserOpus Investment Management LLC

13 more funds name Regiment Securities, Llc.: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.

Names as filed

Regiment Securities, Llc.; Regiment Securities

From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.